UKFS-FCA Authorisation Application Pack*

Making Compliance Work

Many consultancies will tell you how complicated and demanding it can be; but this all depends on how it is approached and whether or not you have a robust preparation of the required documents and explanation of your business idea. The quotations you encounter could appear very attractive However, this is often for only the basic service. When the regulator asks for policies for operating the business (and they will), your consultancy will often charge by the item. When the FCA asks questions that you may need assistance before responding, they will start the "charging clock" often up to £300 per hour or more. See a short video at http://wp.me/p7OMfd-TS

Hello

 

We know that many consultancies will provide you with a wealth of information about FCA Authorisation Applications. They will tell you how complicated and demanding it can be; but this all depends on how it is approached and whether or not you have a robust preparation of the required documents and explanation of your business idea.

 

The quotations you encounter could appear very attractive

 

However, this is often for only the basic service. When the regulator asks for policies for operating the business (and they will), your consultancy will often charge by the item. When the FCA asks questions that you may need assistance before responding, they will start the "charging clock" often up to £300 per hour or more. See a short video at http://wp.me/p7OMfd-TS

 

We are currently dealing with a number of authorisation applications from EMIs through to larger insurance companies and can offer you a simple and fixed fee when we have a good idea of your business complexity. Certain details need to be understood as these will be critical to your application, along with details of any proprietary or bespoke software and web portal used for client access.

 

There are generally very few "secrets" in financial services. As there are a small number of "go to" companies you can rely on, we pride ourselves in being strictly confidential. We don't blab about our clients but some find comfort in requiring us to operate under a "Non-Disclosure Agreement" and if you wish to use it, our NDA form can be found at https://goo.gl/RxPggZ

 

If you need a Regulatory Business Plan then we can provide this for you as well and complete your application all for a fixed cost*.


*Subject to terms and conditions, excludes complex applications


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Product Bundle

GBP 3400.00


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